Caroline specialises in equity capital markets (retail and wholesale), debt capital markets (retail and wholesale), mergers and acquisitions and funds management.
Working with listed and unlisted clients within the funds management sector to ensure compliance within a regulated environment, she has industry experience in property and mortgage funds management, listed and unlisted, registered and unregistered managed investment schemes and financial services.
Caroline has established funds management operations and provide ongoing advice to fund managers and has advised on mergers and acquisitions of various funds management businesses. In addition, she has assisted fund managers in defending their position as the incumbent responsible entity in hostile unitholder situations.
Caroline has experience in acting for bidders and targets in regulated and unregulated takeovers, together with representation of parties in Takeovers Panel proceedings.
Caroline advises Australian Financial Services Licensees in relation to their obligations and compliance with ongoing disclosure requirements and provides practical advice to clients with regulatory enquiries.